Our Company Values

For those who are looking for financial advice, we realize the available options are many and deciding who to work with is a challenging problem. Listed below are our Company Values which we hope will give you a better understanding of how we operate.

  1. People Matter – We believe that each person is innately valuable and worthy of respect and honor. We believe that relationships matter and that business is relational, top to bottom. People First, Money Second is a priority statement that places people and relationships ahead of financial matters.
  2. Integrity Matters – We believe that integrity and truth matter. We believe we need to conduct our business in such a way that we are “above reproach. We believe suitability and ethical practices come from placing a high value on other people and their needs before our own.
  3. Communication Matters – We believe that communication with our client partners builds and maintains the trust that is necessary for business relationships to reach their full potential. We believe that our client partners deserve the type of communication that is frequent, timely, truthful, & relevant.
  4. Service Matters – We believe that good service is practical and that great service is necessary in the pursuit of business excellence. We will pursue perfection and in so doing “catch a little excellence along the way.” (Vince Lombardi)

Vern Swegle

Capital Management Strategies, Inc.
Founder & President, CMS, Inc., BBB Accredited Business, A+ Rating, NAIFA, Member

“Capital Management Strategies, is an independent and holistic financial planning firm. The client always come first and we are concerned about their total well-being. Our firm assists families, retirees, pro athletes, business owners and their employees. We provide personalized concepts and strategies to alien their time horizon, goals and risk tolerance to help them maintain their financial lifestyle throughout retirement. I am committed to serve you and offer solid concepts and strategies to assist you in optimizing your personalized plan. Please call me so we can discuss your concerns.”

Mr. Swegle was born in Dixon, Illinois and graduated from Northern Illinois University with a Business Education degree. He lived in Illinois until moving to Scottsdale, Arizona in 1996.

He has served clients since 1975 and is dedicated to offering innovative concepts and strategies to assist, coordinate and optimize their assets and minimize the various risks, concerns and uncertainties that can affect their lifestyle. He has spoken to various groups, has authored many financial articles, booklets and reports and offers his expertise in all areas of financial, retirement and estate planning. Vern appreciates the opportunity to build relationships of trust and is grateful for the opportunity to assist clients in optimizing their planning needs.

Vern annually completes comprehensive training courses and earned designations to stay pro-active and up to date on his knowledge of the various issues and concerns that people face today.

He has received an all-encompassing education in the areas of health, financial, retirement, estate planning and social challenges. He is committed to serve his clients, deliver value and provide integrated solutions so they can enjoy a comfortable lifestyle. His business relationships are built on integrity, service and trust. Vern is an independent advisor and his clients’ interests always come first.

He and his wife, Sylvia, reside in Scottsdale, Arizona. They enjoy the arts, movies, traveling, being outdoors and supporting various service organizations and charities.

“Your Goals. Your Future. Your Lifestyle.”

Plan For Your Future

There is no one “best place” to put your retirement money because each individual and couple has unique requirements, different tolerances for risk, and need their money at different times. Likewise, there is no one place to keep your money that fits everyone for exactly the same reasons. Your unique circumstances must be taken into consideration if you seek to find the “most favorable place” for your retirement money. This is where we can be of service.